Our most popular service includes 360° management of your Compliance calendar, documentation, training and reporting so your business is always Compliant.

We conduct a detailed review of your current compliance systems and processes to identify any GAPs. A comprehensive report will be provided to you with our detailed recommendations.

We help to produce compliance policies and procedure documents which are customised to your business needs. We also provide client documents including renewal letters, terms of business agreements etc. tailored to the way you do business.

We work with you through the FCA’s complex application processes. From applications for firm authorisation, to Senior Manager and Certified Regime (SMCR) applications and Change in Control authorisations, we ensure we deliver for our clients. Our service ensure that your application is complete and accurate, reducing any chances of delay.

We provide training sessions and materials on mandatory regulatory topics and areas of interest. This can be made bespoke to your business needs on a variety of compliance subjects.

We can provide bespoke client money reviews of your business to understand whether you meet the FCA’s stringent CASS5 rules. We also provide Senior Management and staff with training on the client money rules and what this means for their responsibilities.