We provide straight to the point dedicated Compliance help, to keep you on top of your Compliance needs.
About Us
Every company is different
We appreciate that every insurance broker is different. Some brokers may focus on consumer clients and others commercial clients only. Others are wholesale only or managing general agents. Some may be Appointed Representatives and others a Principal or sub-broker. No matter what you do, we will always ensure we understand your business and provide tailor-made advice with your best interest at heart.
Our Compliance Management Service
Our most popular option is the Compliance Management services which provides 360 degree running of our clients Compliance needs.
We achieve this through:
01. Research
When a client joins us, we research and map out all regulatory details relevant to their business model. Our CMS digital platform allows us to keep a digital map of our clients business vs the FCA rules and to understand how compliance can be achieved.
02. Review
We then constantly review changes in regulations and FCA focus, and continually update our clients with the latest information. A change in FCA rules triggers an automatic change in our client’s policies and procedures based on their data map and business model.
03. REMEDIATION
This process ensures that client’s compliance is automatically updated and remediated rather than having them update policies, procedures and processes themselves- saving time and effort they can use for their clients.